Investment adviser · CRD 307865
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser filing (IA)
MILWAUKEE, WI, United States · Form ADV filed May 6, 2026
- Regulatory AUM
- $323B Form ADV · Item 5.F
- Client accounts
- 32 Accounts, not individual clients
- Employees
- 246 Reported in this filing
- Advisory professionals
- 213 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 3 | $315,117,960,207 | 97.5% |
| Pooled investment vehicles | 18 | $7,410,161,446 | 2.3% |
| Banks & thrifts | 1 | $432,372,980 | 0.1% |
| Charities | 1 | $117,845,105 | 0.0% |
Filing source
Form ADV 2099665 · May 6, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
29 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
720 EAST CLO 2023-I, LTD.Securitized Asset Fund · Last reported May 6, 2026$495MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-3239365182
- Reported beneficial owners
- 17
- Minimum commitment
- $250K
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
720 EAST CLO 2023-II, LTD.Securitized Asset Fund · Last reported May 6, 2026$447MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SMBC NIKKO SECURITIES AMERICA, INC.
CRD 28602 · SEC 8-43852
Fund details & source
- Fund ID
- 805-6255668640
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
720 EAST CLO IV, LTD.Securitized Asset Fund · Last reported May 6, 2026$447MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
Fund details & source
- Fund ID
- 805-7908447875
- Reported beneficial owners
- 18
- Minimum commitment
- $250K
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
720 EAST CLO V, LTD.Securitized Asset Fund · Last reported May 6, 2026$443MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BOFA SECURITIES, INC.
CRD 283942 · SEC 801-112640
Fund details & source
- Fund ID
- 805-7090749630
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHWESTERN MUTUAL CAPITAL EQUITY FUND VII, LPPrivate Equity Fund · Last reported May 6, 2026$438MGross asset value
Form D fundraising filings
Northwestern Mutual Capital Equity Fund VII, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80
Fund details & source
- Fund ID
- 805-6745687437
- Reported beneficial owners
- 13
- Minimum commitment
- $0
- Form D file number
- 021-515963
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
720 EAST CLO 2022-I, LTD.Securitized Asset Fund · Last reported May 6, 2026$425MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-9139270730
- Reported beneficial owners
- 15
- Minimum commitment
- $250K
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
720 EAST CLO VI, LTD.Securitized Asset Fund · Last reported May 6, 2026$399MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-2553795740
- Reported beneficial owners
- 12
- Minimum commitment
- $250K
Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: May 6, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
720 EAST WISCONSIN AVENUEMILWAUKEE, WI, 53202-4797, United States
CRD 307865
Filing source
Form ADV 2099665 · May 6, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.