Investment adviser · CRD 307865

NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC

Investment adviser filing (IA)

MILWAUKEE, WI, United States · Form ADV filed May 6, 2026

Regulatory AUM: $323B
Client accounts: 32
Employees: 246
Advisory professionals: 213

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	3	$315,117,960,207	97.5%
Pooled investment vehicles	18	$7,410,161,446	2.3%
Banks & thrifts	1	$432,372,980	0.1%
Charities	1	$117,845,105	0.0%

Filing source

Form ADV 2099665 · May 6, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

29 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

720 EAST CLO VIII, LTD.Securitized Asset Fund · Last reported May 6, 2026$397MGross asset value

Fund administrator APPLEBY GLOBAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP JACKSONVILLE, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4209510107
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

720 EAST CLO VII, LTD.Securitized Asset Fund · Last reported May 6, 2026$392MGross asset value

Fund administrator APPLEBY GLOBAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP JACKSONVILLE, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BOFA SECURITIES, INC.
CRD 283942 · SEC 801-112640

Fund details & source

Fund ID: 805-2190513811
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FOUR COLUMNS JUNIOR CAPITAL FUND VI, LPPrivate Equity Fund · Last reported May 6, 2026$388MGross asset value

Fund administrator BNY MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP MILWAUKEE, Wisconsin, United States

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Marketer DWS DISTRIBUTORS, INC. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BAKER TILLY US, LLP
PCAOB 23

BNY MELLON
LEI HPFHU0OQ28E4N0NFVK49

DWS DISTRIBUTORS, INC.
CRD 37306 · SEC 8-47765

Fund details & source

Fund ID: 805-5505562516
Reported beneficial owners: 5
Minimum commitment: $5M

Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL CAPITAL EQUITY FUND VII-A, LPPrivate Equity Fund · Last reported May 6, 2026$158MGross asset value

Form D fundraising filings

Northwestern Mutual Capital Equity Fund VII-A, LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

Fund details & source

Fund ID: 805-8283774860
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-515967

Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FOUR COLUMNS JUNIOR CAPITAL FUND VI-A, LPPrivate Equity Fund · Last reported May 6, 2026$150MGross asset value

Fund administrator BNY MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP MILWAUKEE, Wisconsin, United States

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Marketer DWS DISTRIBUTORS, INC. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BAKER TILLY US, LLP
PCAOB 23

BNY MELLON
LEI HPFHU0OQ28E4N0NFVK49

DWS DISTRIBUTORS, INC.
CRD 37306 · SEC 8-47765

Fund details & source

Fund ID: 805-8602249812
Reported beneficial owners: 5
Minimum commitment: $5M

Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL PRIVATE EQUITY CO-INVESTMENT FUND IV, LPPrivate Equity Fund · Last reported May 6, 2026$96.1MGross asset value

Form D fundraising filings

Northwestern Mutual Private Equity Co-Investment Fund IV, LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC MILWAUKEE, Wisconsin, United States Related to adviser: Yes

Marketer NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY MILWAUKEE, Wisconsin, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
CRD 2881 · SEC 801-8095

Fund details & source

Fund ID: 805-4135972173
Reported beneficial owners: 313
Minimum commitment: $0
Form D file number: 021-534306

Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL PRIVATE EQUITY CO-INVESTMENT FUND V, LPPrivate Equity Fund · Last reported May 6, 2026$74.6MGross asset value

Form D fundraising filings

Northwestern Mutual Private Equity Co-Investment Fund V, LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC MILWAUKEE, Wisconsin, United States Related to adviser: Yes

Marketer NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY MILWAUKEE, Wisconsin, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
CRD 2881 · SEC 801-8095

Fund details & source

Fund ID: 805-6816296202
Reported beneficial owners: 408
Minimum commitment: $0
Form D file number: 021-568737

Form ADV 2099665 · May 6, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 6, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

720 EAST WISCONSIN AVENUE
MILWAUKEE, WI, 53202-4797, United States

CRD 307865

Filing source

Form ADV 2099665 · May 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.