Investment adviser · CRD 174904
RAYMOND JAMES INVESTMENT MANAGEMENT
CARILLON TOWER ADVISERS, INC.
ST PETERSBURG, FL, United States · Form ADV filed Dec 6, 2022
- Regulatory AUM
- $15.4B Form ADV · Item 5.F
- Client accounts
- 6 Accounts, not individual clients
- Employees
- 171 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $20,770,162,158 | 171 | Dec 8, 2021 |
| 2022 | $15,356,334,967 | 171 | Dec 6, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $15,221,695,796 | 99.1% |
| Pooled investment vehicles | 2 | $133,893,486 | 0.9% |
| High-net-worth individuals | Fewer than 5 | $745,685 | 0.0% |
Filing source
Form ADV 1689321 · Dec 6, 2022 · Item 5.D
Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CARILLON TOWER SERIES HEDGE FUND LLCHedge Fund$186MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191
RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418
MORGAN STANLEY
CRD 149777 · SEC 8-68191
Fund details & source
- Fund ID
- 805-5308630152
- Reported beneficial owners
- 29
- Minimum commitment
- $250K
Form ADV 1689321 · Dec 6, 2022 · Schedule D 7.B.(1)
Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Sep 30, 2022 · previous imported filing
- Regulatory AUM$20,770,162,158 → $15,356,334,967
- Client accounts5 → 6
Filing source
Form ADV 1689321 · Dec 6, 2022 · Items 1 & 5
Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $15.4B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
780 CARILLON PARKWAYST PETERSBURG, FL, 33716, United States
CRD 174904
Filing source
Form ADV 1689321 · Dec 6, 2022 · Items 1 & 5
Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.