RAYMOND JAMES INVESTMENT MANAGEMENT: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$20,770,162,158	171	Dec 8, 2021
2022	$15,356,334,967	171	Dec 6, 2022
2023	$15,583,226,400	173	Dec 8, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$15,439,873,383	99.1%
Pooled investment vehicles	2	$142,832,327	0.9%
High-net-worth individuals	Fewer than 5	$520,690	0.0%

Filing source

Form ADV 1802187 · Dec 8, 2023 · Item 5.D

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SS&C FUND SERVICES

Fund administrator · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

CARILLON TOWER SERIES HEDGE FUND LLC

Private funds & service providers

1 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

CARILLON TOWER SERIES HEDGE FUND LLCHedge Fund$186MGross asset value

Search Form D filings →

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States Other funds reporting this name →

Custodian MORGAN STANLEY SMITH BARNEY LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST PETERSBURG, Florida, United States Related to adviser: Yes Other funds reporting this name →

Prime broker MORGAN STANLEY SAN FRANCISCO, California, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source

Fund ID: 805-5308630152
Reported beneficial owners: 29
Minimum commitment: $250K

Form ADV 1802187 · Dec 8, 2023 · Schedule D 7.B.(1)

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 6, 2022 · previous imported filing

Regulatory AUM$15,356,334,967 → $15,583,226,400
Client accounts6 → 5
Employees171 → 173

Filing source

Form ADV 1802187 · Dec 8, 2023 · Items 1 & 5

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $15.6B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

780 CARILLON PARKWAY
ST PETERSBURG, FL, 33716, United States

CRD 174904

Filing source

Form ADV 1802187 · Dec 8, 2023 · Items 1 & 5

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.