Investment adviser · CRD 157479

SOUND POINT CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $37B
Client accounts: 162
Employees: 200
Advisory professionals: 85

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	142	$35,142,449,957	95.0%
Insurance companies	13	$946,581,608	2.6%
Business development companies	1	$601,782,366	1.6%
Corporations & businesses	4	$289,647,472	0.8%
Investment companies	1	$0	0.0%

Filing source

Form ADV 2060924 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

SOUND POINT CLO XVIII, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$223MGross asset value

Fund administrator VIRTUS GROUP, LP PROVIDENCE, Rhode Island, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian CITIBANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-8202415952
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO II, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$183MGross asset value

Feeder funds

SOUND POINT CLO EQUITY SPV II, LLC

Fund administrator BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer RBS SECURITIES INC STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-8591049681
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XIX, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$168MGross asset value

Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-4778989513
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPC RECEIVABLES HOLDINGS I, LLCHedge Fund · Last reported Mar 1, 2023$164MGross asset value

Form D fundraising filings

SPC Receivables Holdings I, LLC

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-6617725644
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-395659

Form ADV 1722297 · Mar 1, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XVI, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$155MGross asset value

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-2155981056
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT U.S. DIRECT LENDING II (HOLDINGS), LLCHedge Fund · Last reported Mar 31, 2026$153MGross asset value

Feeder funds

SOUND POINT U.S. DIRECT LENDING FUND II (NON-US RN) LP

Fund administrator CITCO FUND SERVICES (LUXEMBOURG) S.A LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer KIWOOM SECURITIES SEOUL, Korea, South Related to adviser: No

Marketer LEE AND PARTNERS CO, LTD SEOUL, Korea, South Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3119986557
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT DISCOVERY FUND LLCHedge Fund · Last reported Mar 31, 2026$151MGross asset value

Form D fundraising filings

Sound Point Discovery Fund LLC

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian MILLENIUM TRUST OAK WOOD, Illinois, United States Related to adviser: No

Custodian US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Related to adviser: No

Marketer ICAPITAL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

ICAPITAL SECURITIES, LLC
CRD 171061 · SEC 8-69443

Fund details & source

Fund ID: 805-8645513719
Reported beneficial owners: 105
Minimum commitment: $250K
Form D file number: 021-263716

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

375 PARK AVENUE, 34TH FLOOR
NEW YORK, NY, 10152, United States

CRD 157479

Filing source

Form ADV 2060924 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.