Investment adviser · CRD 157479

SOUND POINT CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $37B
Client accounts: 162
Employees: 200
Advisory professionals: 85

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	142	$35,142,449,957	95.0%
Insurance companies	13	$946,581,608	2.6%
Business development companies	1	$601,782,366	1.6%
Corporations & businesses	4	$289,647,472	0.8%
Investment companies	1	$0	0.0%

Filing source

Form ADV 2060924 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

SPC RECEIVABLES HOLDINGS II, LLCHedge Fund · Last reported Mar 1, 2023$127MGross asset value

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-3892883936
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1722297 · Mar 1, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO VIII-R, LTD.Securitized Asset Fund · Last reported Mar 31, 2026$101MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES SAINT PAUL, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES SAINT PAUL, Minnesota, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source

Fund ID: 805-8557298838
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AJAX FUNDING I LLCHedge Fund · Last reported Mar 31, 2026$92.1MGross asset value

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Related to adviser: No

Prime broker US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-6123283214
Reported beneficial owners: 10
Minimum commitment: $0

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPC RECEIVABLES FUNDING III TRUSTHedge Fund · Last reported Mar 31, 2026$89.4MGross asset value

Feeder funds

SPC RECEIVABLES HOLDINGS III, LLC

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-9042008563
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT U.S. DIRECT LENDING II (CAYMAN HOLDINGS) LLCHedge Fund · Last reported Mar 31, 2026$86.9MGross asset value

Feeder funds

SOUND POINT U.S. DIRECT LENDING FUND II (NON-US RN) LP

Fund administrator CITCO FUND SERVICES (LUXEMBOURG) S.A LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer KIWOOM SECURITIES SEOUL, Korea, South Related to adviser: No

Marketer LEE AND PARTNERS CO, LTD SEOUL, Korea, South Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3748505326
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP TECHNOLOGY PAYMENTS I, LLCHedge Fund · Last reported Mar 31, 2026$70.4MGross asset value

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-1360648597
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPC RECEIVABLES FUNDING I TRUSTHedge Fund · Last reported Mar 31, 2026$56.9MGross asset value

Feeder funds

SPC RECEIVABLES HOLDINGS I, LLC

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-9858017766
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-395659

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

375 PARK AVENUE, 34TH FLOOR
NEW YORK, NY, 10152, United States

CRD 157479

Filing source

Form ADV 2060924 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.