Investment adviser · CRD 105742

TCW ASSET MANAGEMENT COMPANY LLC

LOS ANGELES, CA, United States · Form ADV filed Feb 24, 2023

Regulatory AUM: $64.8B
Client accounts: 252
Employees: 414
Advisory professionals: 186

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$64,822,534,127	414	Mar 29, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	73	$19,092,863,393	29.5%
Sovereign wealth & foreign institutions	21	$16,975,263,462	26.2%
Retirement plans	30	$13,730,216,585	21.2%
Government entities	22	$6,795,662,715	10.5%
Corporations & businesses	21	$3,076,370,589	4.7%
Business development companies	2	$1,965,672,704	3.0%
Insurance companies	12	$1,921,820,984	3.0%
Charities	13	$941,361,260	1.5%
High-net-worth individuals	35	$323,302,435	0.5%
Individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%

Filing source

Form ADV 1718961 · Feb 24, 2023 · Item 5.D

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

49 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

TCW LIQUID AGENCY MORTGAGE-BACKED APPROACH FUND, LPHedge Fund$51.4MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW LIQUID AGENCY MORTGAGE BACKED APPROACH FUND LP

Fund administrator U.S. BANK GLOBAL FUND SERVICES HACKENSACK, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian U.S. BANK, NA HACKENSACK, New Jersey, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

U.S. BANK, NA
LEI N1GZ7BBF3NP8GI976H15

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-9606306963
Reported beneficial owners: 90
Minimum commitment: $1M
Form D file number: 021-392763

Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HOUT BAY 2006-1, LTD.*Securitized Asset Fund$38.8MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, NA CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, NA CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-6425354322
Reported beneficial owners: 0
Minimum commitment: $100K
Form D file number: 021-9999999999

Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MEDLEY OPPORTUNITY FUND III, LPHedge Fund · Master$38.5MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Medley Opportunity Fund III LP

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-6750534689
Reported beneficial owners: 7
Minimum commitment: $10M
Form D file number: 021-232238

Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW AMERICAS DEVELOPMENT ASSOCIATION, L.P.Other Private Fund$32.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW Americas Development Association L.P.

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

CITIBANK, N.A.
LEI ES7ODZWZ7FF32TWEFA76

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-5859643963
Reported beneficial owners: 14
Minimum commitment: $1M
Form D file number: 021-91334

Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DAVIS SQUARE FUNDING II, LTD.*Securitized Asset Fund$30.2MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, NA CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, NA CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-3175131752
Reported beneficial owners: 0
Minimum commitment: $250K
Form D file number: 021-9999999999

Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW CONCENTRATED EMERGING MARKETS EQUITY, L.P.Other Private Fund$29.1MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW Concentrated Emerging Markets Equity Fund, L.P.

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON LAKE MARY, Florida, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-2160440805
Reported beneficial owners: 24
Minimum commitment: $1M
Form D file number: 021-305089

Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

STACK 2004-1, LTD.*Securitized Asset Fund$19.1MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, NA CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, NA CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-9518875188
Reported beneficial owners: 0
Minimum commitment: $500K
Form D file number: 021-9999999999

Form ADV 1718961 · Feb 24, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 29, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1718961 · Feb 24, 2023 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $64.8B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

865 S FIGUEROA ST, STE 1800
LOS ANGELES, CA, 90017-2593, United States

CRD 105742

Filing source

Form ADV 1718961 · Feb 24, 2023 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.