Investment adviser · CRD 159868

VIVO CAPITAL, LLC

Investment adviser filing (IA)

VIVO CAPITAL LLC

PALO ALTO, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$6.1B
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
62
Reported in this filing
Advisory professionals
32
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$6,095,582,206100.0%
Filing source

Form ADV 2072948 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

31 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VIVO OPPORTUNITY FUND HOLDINGS, L.P.Other Private Fund · Last reported Mar 31, 2026$2BGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian COMPUTERSHARE SECURITIES CORPORATION PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST NEW YORK, New York, United States Related to adviser: No
Custodian EAST WEST BANK SANTA CLARA, California, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY, LLC NEW YORK, California, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Marketer XT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG, LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

COMPUTERSHARE SECURITIES CORPORATION
SEC 8-53022

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-7117450888
Reported beneficial owners
110
Minimum commitment
$0
Form D file number
021-301674
Form D file number
021-425342
Form D file number
021-520980

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO CAPITAL FUND IX, L.P.Private Equity Fund · Last reported Mar 31, 2026$1.83BGross asset value

Form D fundraising filings

Vivo Capital Fund IX, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian EAST WEST BANK SANTA CLARA, California, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PACIFIC STOCK TRANSFER LAS VEGAS, Nevada, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Marketer CHINA CONCEPT CONSULTING LTD HONG KONG, Hong Kong Related to adviser: No
Marketer GOLD EAGLE ENTERPRISES LIMITED HONG KONG, Hong Kong Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer PROBITAS FUNDS GROUP, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer XT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

PROBITAS FUNDS GROUP, LLC
CRD 115876 · SEC 8-53512

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-7315153104
Reported beneficial owners
46
Minimum commitment
$25M
Form D file number
021-319413

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO CAPITAL FUND X, L.P.Private Equity Fund · Last reported Mar 31, 2026$755MGross asset value

Form D fundraising filings

Vivo Capital Fund X, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian CITIBANK, N.A. SIOUX FALLS, North Dakota, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Marketer AVENUE ALTERNATIVE PTD. LTD SINGAPORE, Singapore Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-3456332460
Reported beneficial owners
21
Minimum commitment
$25M
Form D file number
021-488238

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO OPPORTUNITY FUND, L.P.Private Equity Fund · Last reported Mar 31, 2022$656MGross asset value

Form D fundraising filings

Vivo Opportunity Fund, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No
Custodian COMPUTERSHARE SECURITIES CORPORATION PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian LINK ASSET SERVICES LONDON, United Kingdom Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No
Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No
Marketer GREENSTONE PLACEMENT MANAGEMENT FZ LLC DOWNTOWN DUBAI, United Arab Emirates Related to adviser: No
Marketer INTE SECURITIES LLC BOCA RATON, Florida, United States Related to adviser: No
Marketer LESTRINO PHILIP BAQUIRAN II NEW YORK, New York, United States Related to adviser: No
Marketer XT CAPITAL PARTNERS, LLC WESTPORT, Connecticut, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

COMPUTERSHARE SECURITIES CORPORATION
SEC 8-53022

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PERSHING LLC
SEC 8-17574

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-2029315991
Reported beneficial owners
41
Minimum commitment
$20M
Form D file number
021-301674

Form ADV 1611124 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO CAPITAL FUND VIII, L.P.Private Equity Fund · Last reported Mar 31, 2026$469MGross asset value
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian COMPUTERSHARE SECURITIES CORPORATION PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PACIFIC STOCK TRANSFER LAS VEGAS, Nevada, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Marketer XT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

COMPUTERSHARE SECURITIES CORPORATION
SEC 8-53022

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-9561623321
Reported beneficial owners
60
Minimum commitment
$250K
Form D file number
021-230367

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO INNOVATION FUND II HOLDINGS, L.P.Venture Capital Fund · Last reported Mar 31, 2026$341MGross asset value

Feeder funds

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian CITIBANK, N.A. SIOUX FALLS, North Dakota, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-1676390052
Reported beneficial owners
34
Minimum commitment
$0
Form D file number
021-388242
Form D file number
021-425352

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO ARRACE FUND, L.P.Private Equity Fund · Last reported Mar 31, 2026$321MGross asset value

Form D fundraising filings

Vivo Arrace Fund, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-8347892486
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-518017

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

192 LYTTON AVENUE
PALO ALTO, CA, 94301, United States

CRD 159868

Filing source

Form ADV 2072948 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.