Form D · Private Equity Fund

CASTLE CREEK CAPITAL PARTNERS IV, LP

Rancho Santa Fe, CA · CIK 0001459707

Offering snapshot reported Dec 22, 2010 · SEC filing

Reported sold
$295M
Offering amount: $500M
Investors reported
15
Form D · investor count
Minimum accepted
$3.82M
Reported outside-investor minimum
First sale
Mar 4, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$147M$295MMar 12, 2009Aug 10, 2009: $50,724,124.00Aug 10, 2009Mar 11, 2010: $90,969,673.00Mar 11, 2010Apr 22, 2010: $131,215,222.00Dec 22, 2010: $294,500,000.00Dec 22, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$131,215,222 → $294,500,000
  • Reported investors9 → 15
  • Minimum accepted$2,800,635 → $3,818,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 22, 2010Amendment$294,500,000$163,284,778vs Apr 22, 201015SEC filing
Apr 22, 2010Amendment$131,215,222$40,245,549vs Mar 11, 20109SEC filing
Mar 11, 2010Amendment$90,969,673$40,245,549vs Aug 10, 20098SEC filing
Aug 10, 2009Amendment$50,724,124No comparison6SEC filing
Mar 12, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$3.32M
Finders' fees
$0
Form D file number
021-128643
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Thomas Capital Group, Inc.45180Thomas Capital Group, Inc. · CRD 45180

Source: Form D, filed Dec 22, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLE CREEK CAPITAL PARTNERS IV, LP

Investment adviser: CASTLE CREEK ADVISORS IV LLC

Gross asset value
$0
Beneficial owners
20
ADV minimum commitment
$10M

Reported in Form ADV on Mar 17, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP LOS ANGELES, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Filing source

Form ADV 1591278 · Mar 17, 2022 · Schedule D 7.B.(1), fund 805-3156886161

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Castle Creek Capital Iv Llc Promoter
John M. Eggemeyer Executive
John M. Eggemeyer Iii Executive
Mark G. Merlo Executive
John T. Pietrzak Executive
William J. Ruh Executive
J. Mikesell Thomas Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6051 E1 Tordo
Rancho Santa Fe, CA, 92067