Investment adviser · CRD 158079

CASTLE CREEK CAPITAL

Investment adviser filing (IA)

CASTLE CREEK ADVISORS IV LLC

SAN DIEGO, CA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $1.14B
Client accounts: 11
Employees: 12
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	10	$1,134,925,847	100.0%
Corporations & businesses	Fewer than 5	$510,768	0.0%

Filing source

Form ADV 2067418 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CASTLE CREEK CAPITAL PARTNERS VIII, LPPrivate Equity Fund · Last reported Mar 30, 2026$401MGross asset value

Form D fundraising filings

Castle Creek Capital Partners VIII, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-7694581432
Reported beneficial owners: 87
Minimum commitment: $10M
Form D file number: 021-404499

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS VII, LPPrivate Equity Fund · Last reported Mar 30, 2026$214MGross asset value

Form D fundraising filings

Castle Creek Capital Partners VII, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-2526603369
Reported beneficial owners: 39
Minimum commitment: $10M
Form D file number: 021-317735

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS VI, LPPrivate Equity Fund · Last reported Mar 30, 2026$173MGross asset value

Form D fundraising filings

Castle Creek Capital Partners VI, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-5814680860
Reported beneficial owners: 28
Minimum commitment: $10M
Form D file number: 021-257570

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS IX, LPPrivate Equity Fund · Last reported Mar 30, 2026$109MGross asset value

Form D fundraising filings

Castle Creek Capital Partners IX, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer TRITON PACIFIC CAPITAL, LLC NEWPORT BEACH, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

TRITON PACIFIC CAPITAL, LLC
CRD 40817 · SEC 8-49205

Fund details & source

Fund ID: 805-1939859851
Reported beneficial owners: 51
Minimum commitment: $10M
Form D file number: 021-547157

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS VIII CO-INVESTMENT FUND C, LPPrivate Equity Fund · Last reported Mar 30, 2026$79.7MGross asset value

Form D fundraising filings

Castle Creek Capital Partners VIII Co-Investment Fund C, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source

Fund ID: 805-2088004086
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-503298

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS IX SUPPLEMENTAL, LPPrivate Equity Fund · Last reported Mar 30, 2026$31.7MGross asset value

Form D fundraising filings

Castle Creek Capital Partners IX Supplemental, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-2271285381
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-547160

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK SPECIAL SITUATIONS II, LPPrivate Equity Fund · Last reported Mar 30, 2026$27.7MGross asset value

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-1349891637
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

11682 EL CAMINO REAL, SUITE 320
SAN DIEGO, CA, 92130, United States

CRD 158079

Filing source

Form ADV 2067418 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.