Form D · Private Equity Fund
Castle Creek Capital Partners IX, LP
San Diego, CA · CIK 0002068860
Offering snapshot reported Jun 5, 2026 · SEC filing
- Reported sold
- $127M Indefinite offering
- Investors reported
- 84 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 30, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 84
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 5, 2026 | Amendment | $126,950,000 | No comparison | 84 | SEC filing |
| May 27, 2025 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $30K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-547157
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting LLC | 131449 | CrossBay Capital Partners LLC · CRD 131449 |
| Aegis Asset Management S. de R.L. de C.V. | None | |
| Triton Pacific Capital, LLC | 40817 | Triton Pacific Capital, LLC · CRD 40817 |
Source: Form D, filed Jun 5, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CASTLE CREEK CAPITAL PARTNERS IX, LP
Investment adviser: CASTLE CREEK ADVISORS IV LLC
- Gross asset value
- $109M
- Beneficial owners
- 51
- ADV minimum commitment
- $10M
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
WEAVER AND TIDWELL, L.L.P.
PCAOB 410
FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467
TRITON PACIFIC CAPITAL, LLC
CRD 40817 · SEC 8-49205
Filing source
Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-1939859851
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Castle Creek Capital Ix, Llc | Promoter |
| John M. Eggemeyer Iii | Executive |
| Sundeep V. Rana | Executive |
| Tony Scavuzzo | Executive |
| David Volk | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Diego, CA, 92130