Form D · Private Equity Fund

Castle Creek Capital Partners V, LP

Rancho Santa Fe, CA · CIK 0001580580

Offering snapshot reported May 9, 2014 · SEC filing

Reported sold: $135M
Investors reported: 7
Minimum accepted: $0
First sale: Jun 26, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$65,000,000 → $135,400,000
Reported investors3 → 7

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 9, 2014	Amendment	$135,400,000	$70,400,000vs Jul 10, 2013	7	SEC filing
Jul 10, 2013	Initial	$65,000,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $125K
Finders' fees: $0
Form D file number: 021-199362

Limited Partnership Interests

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Thomas Capital Group, Inc.	45180	Thomas Capital Group, Inc. · CRD 45180

Source: Form D, filed May 9, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLE CREEK CAPITAL PARTNERS V, LP

Investment adviser: CASTLE CREEK ADVISORS IV LLC

Gross asset value: $56.9M
Beneficial owners: 10
ADV minimum commitment: $10M

Reported in Form ADV on Aug 4, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, LLP LOS ANGELES, California, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, LLP
PCAOB 410

Filing source

Form ADV 1778194 · Aug 4, 2023 · Schedule D 7.B.(1), fund 805-8672950056

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Castle Creek Capital V Llc	Promoter
John M. Eggemeyer, Iii	Executive
Mark G. Merlo	Executive
John T. Pietrzak	Executive
J. Mikesell Thomas	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6051 El Tordo
Rancho Santa Fe, CA, 92067