Form D · Venture Capital Fund

Sofinnova Venture Partners IX, L.P.

Menlo Park, CA · CIK 0001612133

Offering snapshot reported Jul 10, 2014 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 10, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-220776

Source: Form D, filed Jul 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOFINNOVA VENTURE PARTNERS IX, L.P.

Investment adviser: SOFINNOVA INVESTMENTS, INC.

Gross asset value: $389M
Beneficial owners: 53
ADV minimum commitment: $500K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BDO USA, LLP SAN FRANCISCO, California, United States

Custodian BNY MELLON LOUISVILLE, Kentucky, United States Related to adviser: No

Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS BRENTWOOD, New York, United States Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian EQUINITI TRUST COMPANY, LLC NEWARK, New Jersey, United States Related to adviser: No

Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK, PRIVATE EQUITY SERVICES MENLO PARK, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BDO USA, LLP
PCAOB 243

EQUINITI TRUST COMPANY, LLC
LEI 213800YI5RL9BRL4V892

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 2075659 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-7213314073

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Srinivas Akkaraju	Executive
James I. Healy	Executive
Anand Mehra	Executive
Michael F. Powell	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3000 Sand Hill Road, 4 250
Menlo Park, CA, 94025