Investment adviser · CRD 160297

SOFINNOVA INVESTMENTS, INC.

Investment adviser filing (IA)

MENLO PARK, CA, United States · Form ADV filed Mar 27, 2026

Regulatory AUM
$5.37B
Form ADV · Item 5.F
Client accounts
20
Accounts, not individual clients
Employees
41
Reported in this filing
Advisory professionals
20
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles9$2,937,610,41854.7%
Corporations & businesses11$2,430,881,46645.3%
Filing source

Form ADV 2075659 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

14 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOFINNOVA VENTURE PARTNERS IX, L.P.Venture Capital Fund · Last reported Mar 27, 2026$389MGross asset value

Form D fundraising filings

Sofinnova Venture Partners IX, L.P.

Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian BNY MELLON LOUISVILLE, Kentucky, United States Related to adviser: No
Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS BRENTWOOD, New York, United States Related to adviser: No
Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY, LLC NEWARK, New Jersey, United States Related to adviser: No
Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK, PRIVATE EQUITY SERVICES MENLO PARK, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BDO USA, LLP
PCAOB 243

EQUINITI TRUST COMPANY, LLC
LEI 213800YI5RL9BRL4V892

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source
Fund ID
805-7213314073
Reported beneficial owners
53
Minimum commitment
$500K
Form D file number
021-220776

Form ADV 2075659 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFINNOVA VENTURE PARTNERS XI, L.P.Venture Capital Fund · Last reported Mar 27, 2026$309MGross asset value

Form D fundraising filings

Sofinnova Venture Partners XI, L.P.

Fund administrator JPMORGAN HEDGEFUND SERVICES, A DIVISION OF JPMORGAN CHASE BANK NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY, LLC NEWARK, New Jersey, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK, PRIVATE EQUITY SERVICES MENLO PARK, California, United States Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: No
Marketer CITIBANK, N.A NEW YORK, New York, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer CITI PRIVATE ALTERNATIVES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BDO USA, LLP
PCAOB 243

EQUINITI TRUST COMPANY, LLC
LEI 213800YI5RL9BRL4V892

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

CITI PRIVATE ALTERNATIVES, LLC
CRD 153777 · SEC 8-69789

Fund details & source
Fund ID
805-2545304640
Reported beneficial owners
52
Minimum commitment
$500K
Form D file number
021-412971

Form ADV 2075659 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFINNOVA VENTURE PARTNERS X, L.P.Venture Capital Fund · Last reported Mar 27, 2026$259MGross asset value

Form D fundraising filings

Sofinnova Venture Partners X, L.P.

Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY, LLC NEWARK, New Jersey, United States Related to adviser: No
Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK, PRIVATE EQUITY SERVICES MENLO PARK, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BDO USA, LLP
PCAOB 243

EQUINITI TRUST COMPANY, LLC
LEI 213800YI5RL9BRL4V892

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source
Fund ID
805-5220923838
Reported beneficial owners
60
Minimum commitment
$500K
Form D file number
021-269425

Form ADV 2075659 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFINNOVA BIOEQUITIES MASTER FUND, LTD.Hedge Fund · Last reported Mar 27, 2026$121MGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP SAN FRANCISCO, California, United States
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No
Custodian EQUINITI TRUST COMPANY, LLC NEWARK, New Jersey, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Prime broker JEFFERIES LLC SAN FRANCISCO, California, United States
Prime broker J.P. MORGAN SECURITIES INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

EQUINITI TRUST COMPANY, LLC
LEI 213800YI5RL9BRL4V892

GOLDMAN SACHS & CO. LLC
SEC 8-129

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source
Fund ID
805-6556194744
Reported beneficial owners
50
Minimum commitment
$3M
Form D file number
021-286773

Form ADV 2075659 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFINNOVA VENTURE PARTNERS XII, L.P.Venture Capital Fund · Last reported Mar 27, 2026$20.5MGross asset value

Form D fundraising filings

Sofinnova Venture Partners XII, L.P.

Fund administrator JPMORGAN HEDGEFUND SERVICES, A DIVISION OF JPMORGAN CHASE BANK NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CHASE BANK, N.A. COLUMBUS, Ohio, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK, PRIVATE EQUITY SERVICES MENLO PARK, California, United States Related to adviser: No
Marketer CITIBANK CANADA INVESTMENT FUNDS LIMITED TORONTO, Canada Related to adviser: No
Marketer CITIBANK, N.A NEW YORK, New York, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer CITI PRIVATE ALTERNATIVES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BDO USA, LLP
PCAOB 243

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

CITI PRIVATE ALTERNATIVES, LLC
CRD 153777 · SEC 8-69789

Fund details & source
Fund ID
805-6274835370
Reported beneficial owners
75
Minimum commitment
$500K
Form D file number
021-532792

Form ADV 2075659 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFINNOVA VENTURE PARTNERS VII, L.P.Venture Capital Fund · Last reported Feb 19, 2021$150MGross asset value
Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, PRIVATE EQUITY SERVICES MENLO PARK, California, United States Related to adviser: No
Custodian WELLS FARGO SHAREOWNER SERVICES ST. PAUL, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BDO USA, LLP
PCAOB 243

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-6302040068
Reported beneficial owners
65
Minimum commitment
$500K
Form D file number
021-96426

Form ADV 1494208 · Feb 19, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOFINNOVA VENTURE PARTNERS VIII, L.P.Venture Capital Fund · Last reported Sep 27, 2024$7.74MGross asset value

Form D fundraising filings

Sofinnova Venture Partners VIII, L.P.

Auditor BDO USA, LLP SAN FRANCISCO, California, United States
Custodian AMERICAN STOCK TRANSFER AND TRUST CO., LLC BROOKLYN, New York, United States Related to adviser: No
Custodian BROADRIDGE CORPORATE ISSUER SOLUTIONS BRENTWOOD, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian COMPUTERSHARE TRUST COMPANY, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian LEERINK PARTNERS LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK, PRIVATE EQUITY SERVICES MENLO PARK, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BDO USA, LLP
PCAOB 243

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

COWEN AND COMPANY, LLC
SEC 8-22522

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN SECURITIES LLC
SEC 8-35008

LEERINK PARTNERS LLC
SEC 8-48535

Fund details & source
Fund ID
805-5194830614
Reported beneficial owners
41
Minimum commitment
$500K
Form D file number
021-162162

Form ADV 1903236 · Sep 27, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

3000 SAND HILL ROAD, 3-150
MENLO PARK, CA, 94025, United States

CRD 160297

Filing source

Form ADV 2075659 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.