Form D · Venture Capital Fund

Ulu Ventures Fund II, L.P.

Menlo Park, CA · CIK 0001689689

Offering snapshot reported Nov 16, 2017 · SEC filing

Reported sold
$41.1M
Offering amount: $50M
Investors reported
58
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 18, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 58

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2017Amendment$41,075,000No comparison58SEC filing
Nov 15, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-274497

Source: Form D, filed Nov 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ULU VENTURES FUND II, L.P.

Investment adviser: ULU VENTURES MANAGEMENT COMPANY, LLC

Gross asset value
$141M
Beneficial owners
75
ADV minimum commitment
$0

Reported in Form ADV on Jun 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO. LLP SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA NATIONAL ASSOCIATION SAN JOSE, California, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY PALO ALTO, California, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

BANK OF AMERICA NATIONAL ASSOCIATION
LEI 254900UJSGYIL5JU7B49

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2108618 · Jun 1, 2026 · Schedule D 7.B.(1), fund 805-8377965982

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clint Korver Director
Miriam Rivera Director
N/A Ulu Ventures Fund Ii Gp, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
405 El Camino Drive, Suite 416
Menlo Park, CA, 94025