Investment adviser · CRD 158079

CASTLE CREEK CAPITAL

Investment adviser filing (IA)

CASTLE CREEK ADVISORS IV LLC

SAN DIEGO, CA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $1.14B
Client accounts: 11
Employees: 12
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	10	$1,134,925,847	100.0%
Corporations & businesses	Fewer than 5	$510,768	0.0%

Filing source

Form ADV 2067418 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CASTLE CREEK CAPITAL PARTNERS IX CO-INVESTMENT FUND A, LPPrivate Equity Fund · Last reported Mar 30, 2026$11.2MGross asset value

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-1986833985
Reported beneficial owners: 1
Minimum commitment: $0
Form D file number: 021-557992

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS VIII CO-INVESTMENT FUND A, LPPrivate Equity Fund · Last reported Mar 30, 2026$11MGross asset value

Form D fundraising filings

Castle Creek Capital Partners VIII Co-Investment Fund A, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Fund details & source

Fund ID: 805-3458779887
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-457066

Form ADV 2067418 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS V, LPPrivate Equity Fund · Last reported Aug 4, 2023$56.9MGross asset value

Form D fundraising filings

Castle Creek Capital Partners V, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, LLP LOS ANGELES, California, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, LLP
PCAOB 410

Fund details & source

Fund ID: 805-8672950056
Reported beneficial owners: 10
Minimum commitment: $10M
Form D file number: 021-199362

Form ADV 1778194 · Aug 4, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK AZ TARP SPECIAL SITUATIONS FUND, LPPrivate Equity Fund · Last reported Sep 15, 2017$23.9MGross asset value

Form D fundraising filings

Castle Creek AZ TARP Special Situations Fund, LP

Auditor CROWE HORWATH LLP OAK BROOK, Illinois, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4470884752
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-179599

Form ADV 1132998 · Sep 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS VII CO-INVESTMENT FUND L.P.Private Equity Fund · Last reported Oct 22, 2025$15.6MGross asset value

Form D fundraising filings

Castle Creek Capital Partners VII Co-Investment Fund, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. MANHATTAN BEACH, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-3810842447
Reported beneficial owners: 4
Minimum commitment: $0
Form D file number: 021-445236

Form ADV 2019626 · Oct 22, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CLASS B TARP INVESTORS, LPPrivate Equity Fund · Last reported Mar 30, 2016$14.9MGross asset value

Form D fundraising filings

Castle Creek Class B TARP Investors, LP

Auditor CROWE HORWATH LLP OAK BROOK, Illinois, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2318754742
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-210316

Form ADV 990633 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK TCU TARP SPECIAL SITUATIONS FUND, LPPrivate Equity Fund · Last reported Nov 13, 2014$12.4MGross asset value

Form D fundraising filings

Castle Creek TCU TARP Special Situations Fund, LP

Auditor CROWE HORWATH LLP OAK BROOK, Illinois, United States

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-6745431856
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-179601

Form ADV 854708 · Nov 13, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

11682 EL CAMINO REAL, SUITE 320
SAN DIEGO, CA, 92130, United States

CRD 158079

Filing source

Form ADV 2067418 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.