Investment adviser · CRD 158079

CASTLE CREEK CAPITAL

Investment adviser filing (IA)

CASTLE CREEK ADVISORS IV LLC

SAN DIEGO, CA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$1.14B
Form ADV · Item 5.F
Client accounts
11
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
11
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles10$1,134,925,847100.0%
Corporations & businessesFewer than 5$510,7680.0%
Filing source

Form ADV 2067418 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CASTLE CREEK SSF-D INVESTORS, LPPrivate Equity Fund · Last reported Jun 30, 2020$1.04MGross asset value

Form D fundraising filings

Castle Creek SSF-D Investors, LP

Auditor CROWE LLP OAK BROOK, Illinois, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CROWE LLP
PCAOB 173

Fund details & source
Fund ID
805-5221088726
Reported beneficial owners
3
Minimum commitment
$10M
Form D file number
021-227976

Form ADV 1441922 · Jun 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CASTLE CREEK CAPITAL PARTNERS IV, LPPrivate Equity Fund · Last reported Mar 17, 2022$0Gross asset value

Form D fundraising filings

CASTLE CREEK CAPITAL PARTNERS IV, LP

Fund administrator IQ-EQ (US) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP LOS ANGELES, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Fund details & source
Fund ID
805-3156886161
Reported beneficial owners
20
Minimum commitment
$10M
Form D file number
021-128643

Form ADV 1591278 · Mar 17, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

11682 EL CAMINO REAL, SUITE 320
SAN DIEGO, CA, 92130, United States

CRD 158079

Filing source

Form ADV 2067418 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.