Investment adviser · CRD 106682
IRON FINANCIAL LLC
NORTHBROOK, IL, United States · Form ADV filed Mar 23, 2023
- Regulatory AUM
- $413M Form ADV · Item 5.F
- Client accounts
- 650 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $449,097,026 | 12 | Mar 28, 2022 |
| 2022 | $412,755,308 | 10 | Mar 23, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 92 | $307,172,787 | 74.4% |
| Individuals | 180 | $66,784,135 | 16.2% |
| Corporations & businesses | 11 | $32,819,927 | 8.0% |
| Retirement plans | Fewer than 5 | $5,978,459 | 1.4% |
Filing source
Form ADV 1722769 · Mar 23, 2023 · Item 5.D
Reported by IRON FINANCIAL LLC (CRD 106682).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
0 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
This filing answers No to private funds.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Dec 7, 2022 · previous imported filing
- Regulatory AUM$449,097,026 → $412,755,308
- Client accounts671 → 650
- Employees12 → 10
Filing source
Form ADV 1722769 · Mar 23, 2023 · Items 1 & 5
Reported by IRON FINANCIAL LLC (CRD 106682).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $413M
- Non-discretionary
- $0
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
630 DUNDEE ROAD, SUITE 200NORTHBROOK, IL, 60062, United States
CRD 106682
Filing source
Form ADV 1722769 · Mar 23, 2023 · Items 1 & 5
Reported by IRON FINANCIAL LLC (CRD 106682).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.