Investment adviser · CRD 297270
NINEPOINTTWO CAPITAL LLC
LOS ANGELES, CA, United States · Form ADV filed Mar 29, 2024
- Regulatory AUM
- $624M Form ADV · Item 5.F
- Client accounts
- 34 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $792,737,927 | 2 | Mar 29, 2022 |
| 2022 | $654,833,670 | 2 | Mar 31, 2023 |
| 2023 | $623,518,121 | 2 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 1 | $273,648,181 | 43.9% |
| High-net-worth individuals | 18 | $240,973,036 | 38.6% |
| Charities | Fewer than 5 | $108,760,626 | 17.4% |
| Retirement plans | Fewer than 5 | $136,278 | 0.0% |
Filing source
Form ADV 1859745 · Mar 29, 2024 · Item 5.D
Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
NPT NEUTRON FUND I, LPHedge Fund$124MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 1323
INTERACTIVE BROKERS LLC
SEC 8-47257
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-3304011664
- Reported beneficial owners
- 9
- Minimum commitment
- $1M
- Form D file number
- 021-366578
Form ADV 1859745 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2023 · previous imported filing
- Regulatory AUM$654,833,670 → $623,518,121
- Client accounts31 → 34
Filing source
Form ADV 1859745 · Mar 29, 2024 · Items 1 & 5
Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $624M
- Non-discretionary
- $0
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets
Principal office
1901 AVENUE OF THE STARS, STE 1100LOS ANGELES, CA, 90067, United States
CRD 297270
Filing source
Form ADV 1859745 · Mar 29, 2024 · Items 1 & 5
Reported by NINEPOINTTWO CAPITAL LLC (CRD 297270).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.