Investment adviser · CRD 298981

TOPLINE CAPITAL MANAGEMENT, LLC

· Form ADV filed Feb 27, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

TOPLINE CAPITAL PARTNERS, LPHedge Fund$107MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator YULISH & ASSOCIATES OXNARD, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor EISNER AMPER SAN FRANCISCO, California, United States Other funds reporting this name →
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No Other funds reporting this name →
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No Other funds reporting this name →
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Other funds reporting this name →
Prime broker M. S. HOWELLS & CO. SCOTTSDALE, Arizona, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNER AMPER
PCAOB 274

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING LLC
SEC 8-17574

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

M. S. HOWELLS & CO.
CRD 104100 · SEC 8-52558

Fund details & source
Fund ID
805-2517954135
Reported beneficial owners
64
Minimum commitment
$1M
Form D file number
021-322051

Form ADV 1718624 · Feb 27, 2023 · Schedule D 7.B.(1)

Reported by TOPLINE CAPITAL MANAGEMENT, LLC (CRD 298981).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

Filing history · 2 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 298981

Filing source

Form ADV 1718624 · Feb 27, 2023 · Items 1 & 5

Reported by TOPLINE CAPITAL MANAGEMENT, LLC (CRD 298981).

Annual Updating Amendment ERA Report · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.