| Company |
New Filing? |
Reported funding |
Incremental Cash |
Date |
New or Amended |
|
DRS Holdings I, Inc.
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-10-30 |
New Filing |
|
Vontobel Holding Ltd.
(Investment Banking)
|
Yes |
$2,688,105 |
$2,688,105 |
2019-08-27 |
New Filing |
|
Daiwa Securities Group Inc.
(Investment Banking)
|
No |
$75,377 |
$54,764 |
2019-07-17 |
Amended |
|
Livingston Group of Companies LLC
(Investment Banking)
|
Yes |
$400,000 |
$400,000 |
2019-07-12 |
New Filing |
|
Marsh, Berry & Company, Inc.
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-06-27 |
New Filing |
|
COWEN INC.
(Investment Banking)
|
Yes |
$53,000,000 |
$53,000,000 |
2019-05-28 |
New Filing |
|
Amkor Green, LLC.
(Other Technology)
|
Yes |
Yet to Sell |
$0 |
2019-05-03 |
New Filing |
|
Amkor Green, LLC.
(Other Technology)
|
No |
Yet to Sell |
$0 |
2019-05-03 |
Amended |
|
Amkor Green, LLC.
(Other Technology)
|
No |
Yet to Sell |
$0 |
2019-05-03 |
Amended |
|
Amkor Green, LLC.
(Other Technology)
|
Yes |
Yet to Sell |
$0 |
2019-04-25 |
New Filing |
|
DAWSON JAMES SECURITIES, INC.
(Investment Banking)
|
Yes |
$100,000 |
$100,000 |
2019-04-15 |
New Filing |
|
STARTUP NATION VENTURES FUND LLLP
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-03-19 |
New Filing |
|
Fincross International Ltd
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2019-03-12 |
New Filing |
|
DMQ Capital LLC
(Investment Banking)
|
Yes |
$50,000 |
$50,000 |
2019-02-22 |
New Filing |
|
You Angel Finance, LLC
(Other)
|
Yes |
$385,500 |
$385,500 |
2019-01-22 |
New Filing |
|
MERGING TRAFFIC, INC
(Pooled Investment Fund)
|
No |
$1,670,020 |
$570,020 |
2019-01-14 |
Amended |
|
Paulson Capital Holding Company, LLC
(Investment Banking)
|
Yes |
$550,000 |
$550,000 |
2019-01-07 |
New Filing |
|
CANTOR FITZGERALD, L. P.
(Investment Banking)
|
No |
$1,117,465,526 |
$478,093,708 |
2018-12-13 |
Amended |
|
LAKERIDGE CAPITAL INC.
(Investment Banking)
|
Yes |
$10,000 |
$10,000 |
2018-10-31 |
New Filing |
|
PJT Partners Inc.
(Investment Banking)
|
Yes |
$100,000,000 |
$100,000,000 |
2018-10-15 |
New Filing |
|
Livingston Group of Companies LLC
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2018-08-02 |
New Filing |
|
Atlantide Capital Partners, Inc.
(Investment Banking)
|
No |
Yet to Sell |
$0 |
2018-07-26 |
Amended |
|
Daiwa Securities Group Inc.
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2018-07-17 |
New Filing |
|
Paulson Capital Holding Company, LLC
(Investment Banking)
|
No |
$1,557,059 |
$450,000 |
2018-07-02 |
Amended |
|
JAG Mergers & Acquisitions LLC
(Investment Banking)
|
No |
Yet to Sell |
$0 |
2018-06-28 |
Amended |
|
Prairie Capital Holdings, Inc.
(Investment Banking)
|
Yes |
$49,996 |
$49,996 |
2018-06-26 |
New Filing |
|
Paulson Capital Holding Company, LLC
(Investment Banking)
|
No |
$1,107,059 |
$350,001 |
2018-04-25 |
Amended |
|
JAG Mergers & Acquisitions LLC
(Investment Banking)
|
No |
Yet to Sell |
$0 |
2018-04-25 |
Amended |
|
CORPORATE FINANCE SECURITIES, INC.
(Investment Banking)
|
Yes |
$195,000 |
$195,000 |
2018-04-23 |
New Filing |
|
NVC FUND HOLDING TRUST
(Investment Banking)
|
Yes |
Yet to Sell |
$0 |
2018-04-20 |
New Filing |