Investment adviser · CRD 124687

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 24, 2026

Regulatory AUM: $399B
Client accounts: 43,954
Employees: 1,542
Advisory professionals: 646

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	378	$142,341,395,355	35.7%
Investment companies	72	$69,734,423,603	17.5%
High-net-worth individuals	15,676	$63,035,665,143	15.8%
Retirement plans	710	$28,486,763,414	7.1%
Government entities	44	$27,810,783,232	7.0%
Insurance companies	62	$24,051,394,774	6.0%
Corporations & businesses	1,828	$14,230,894,485	3.6%
Sovereign wealth & foreign institutions	14	$9,441,618,911	2.4%
Individuals	24,100	$8,852,730,569	2.2%
Charities	991	$6,000,269,905	1.5%
Other investment advisers	9	$3,877,739,512	1.0%
Other clients	69	$692,704,195	0.2%
Banks & thrifts	1	$93,528,361	0.0%

Filing source

Form ADV 2131395 · Sep 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

NEUBERGER BERMAN OPPORTUNISTIC CAPITAL SOLUTIONS MASTER FUND LPHedge Fund · Last reported Sep 24, 2026$25.6MGross asset value

Feeder funds

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer BROOKLANDS CAPITAL STRATEGIES BD, LP SAN FRANCISCO, California, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST PETERSBURG, Florida, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

MORGAN STANLEY & CO. LLC
SEC 8-15869

BROOKLANDS CAPITAL STRATEGIES BD, LP
CRD 281951 · SEC 8-69696

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9453859826
Reported beneficial owners: 180
Minimum commitment: $1M
Form D file number: 021-361466
Form D file number: 021-382840

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN PRINCIPAL STRATEGIES MASTER FUND L.P.Hedge Fund · Last reported Sep 24, 2026$24.2MGross asset value

Feeder funds

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANK GLOBAL USBFS (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-4248828067
Reported beneficial owners: 7
Minimum commitment: $5M
Form D file number: 021-274374
Form D file number: 021-274382

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NB DISTRESSED DEBT INVESTMENT FUND LIMITED - EXTENDED LIFE SHARE CLASSHedge Fund · Last reported Sep 24, 2026$23.4MGross asset value

Form D fundraising filings

NB Distressed Debt Investment Fund Ltd

Fund administrator U.S. BANK GLOBAL FUND SERVICES (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANK GLOBAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-6664380362
Reported beneficial owners: 79
Minimum commitment: $100K
Form D file number: 021-143453

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KANTOR PRIVATE OPPORTUNITIES V LPPrivate Equity Fund · Last reported Sep 24, 2026$22.8MGross asset value

Form D fundraising filings

Kantor Private Opportunities V LP

Fund administrator MUFG CAPITAL ANALYTICS, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-4643912208
Reported beneficial owners: 129
Minimum commitment: $150K
Form D file number: 021-396361

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA CO-INVEST FUND I-B LPHedge Fund · Last reported Sep 24, 2026$20.4MGross asset value

Form D fundraising filings

Neuberger Berman Principal Strategies PRIMA Co-Invest Fund I-B LP

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-8798805997
Reported beneficial owners: 3
Minimum commitment: $5M
Form D file number: 021-399418

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN PRINCIPAL STRATEGIES CO-INVEST FUND I LPHedge Fund · Last reported Sep 24, 2026$18.8MGross asset value

Form D fundraising filings

Neuberger Berman Principal Strategies Co-Invest Fund I LP

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-9614529467
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-373926

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KANTOR PRIVATE OPPORTUNITIES IX LPPrivate Equity Fund · Last reported Sep 24, 2026$15.9MGross asset value

Form D fundraising filings

Kantor Private Opportunities IX LP

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer UBS FINANCIAL SERVICES INC. WEEHAWHEN, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Fund details & source

Fund ID: 805-4813199635
Reported beneficial owners: 44
Minimum commitment: $200K
Form D file number: 021-560417

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1290 AVENUE OF THE AMERICAS
NEW YORK, NY, 10104, United States

CRD 124687

Filing source

Form ADV 2131395 · Sep 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.